Corporate Legal Services

Appealing a Rejected Investment Policy Approval: Procedures

A rejected policy approval is not a full stop, but it is rarely overturned by a complaint letter alone. This article maps the investor three legal roads after a refusal — two-tier administrative complaint under the Law on Complaints 02/2011/QH13, administrative litigation under the Law on Administrative Procedures 93/2015/QH13, and refiling a fresh dossier after curing the refusal grounds — and how to choose by the nature of those grounds.

Read the refusal before choosing a road

The refusal decision or letter must state reasons — and those reasons dictate strategy. Three common families: dossier reasons (missing documents, inconsistent figures, insufficient financial proof) — curable faults; planning and land reasons (the project does not fit the plan, the land is ineligible) — structural faults, curable only by changing site or waiting for the plan; and policy and sector reasons (a non-encouraged project type, adverse sector opinions on security or environment) — nearly incurable within the same project design. A complaint makes sense only where the refusal is wrong on procedure or law application; complaining against a lawful but “policy-unfriendly” decision has almost no winning door.

The first move is therefore to demand written clarification: which clause the refusal cites, which agency appraisal opinion is the main basis, and which dossier parts were rated deficient. In many cases, a working session with the investment registration authority gives the investor more information than any complaint procedure — and opens the road to refiling.

Administrative complaint: levels, deadline and realistic expectations

Under the Law on Complaints 02/2011/QH13, the complaint window is 90 days from receiving the administrative decision or learning of the administrative act (excluding periods of force majeure or objective obstacles). The first complaint goes to the person who issued the refusal — for a provincial Chair decision, to that Chair; if the first-tier outcome is disagreed or the deadline passes unresolved, the investor complains to the second tier (the direct superior authority) or switches to administrative litigation at court. The complaint must pinpoint the violation: wrong clause application, appraisal out of sequence, a mandatory opinion not collected, or refusal grounds unsupported by the file.

Expectations must stay sober: the first-tier complaint is resolved by the very person who issued the decision, so reversal rates are low unless a clear procedural error exists. The complaint greatest value is usually building the formal record for the next step (second-tier complaint or suit) and forcing the authority to answer in a fully reasoned writing — that writing is the central exhibit if the matter goes further.

Administrative litigation and the refiling road

Suing the refusal at an administrative court under the Law on Administrative Procedures 93/2015/QH13 carries a one-year window from receiving or learning of the decision. The court may annul the decision if it is unlawful on authority, procedure or applied law — but the court does not approve the project in the authority place: winning usually returns the file to the starting point with an order to re-examine lawfully. For a foreign investor, Vietnamese administrative litigation is thus a legal-error correction tool, not a shortcut to approval, and its time cost (years across two court tiers) must be weighed against project value.

The third road — often the fastest — is refiling a fresh dossier after thoroughly curing the refusal grounds: supplementing financial proof, moving to plan-clean land, shrinking scale below a lower approval threshold, or restructuring technology past appraisal. A new dossier is a new case, unbound by a parallel complaint; the investor may keep the complaint alive to protect rights while refiling to rescue the schedule. The choice follows the initial diagnosis: dossier fault — refile; law-application fault — complain; structural fault — redesign. Do not use a complaint to cure a wrongly located project.

A refused approval is a diagnosis, not a sentence. An investor who reads the reasons carefully and picks the right tool — refiling for dossier faults, complaint for legal faults, litigation for serious authority faults — turns the refusal into a route map instead of a dead end. This draft is pending review by the QA Council.

Frequently asked questions

A policy approval is refused — where is the complaint filed?

The first-tier complaint goes to the person who issued the refusal, under the Law on Complaints 02/2011/QH13 — for a provincial Chair decision, the first-tier resolver is that Chair. If the first-tier outcome is disagreed, the investor complains to the second tier (the direct superior of the issuer) or files an administrative suit at court. Before complaining, work with the investment registration authority to obtain a writing stating the refusal reasons and bases.

How long is the complaint window?

90 days from receiving the complained administrative decision, under Article 9 of the Law on Complaints 02/2011/QH13; periods of force majeure or objective obstacles preventing the complainant from exercising the right are excluded from the window. For administrative litigation the window is one year from receiving or learning of the decision, under the Law on Administrative Procedures 93/2015/QH13. The two clocks run independently — track both from the day the refusal writing arrives.

Can the refusal decision be sued administratively?

Yes. A policy-approval refusal is an administrative decision and may be sued at the competent court under the Law on Administrative Procedures 93/2015/QH13 within the one-year window. If successful, the court annuls the unlawful decision and the authority must re-examine under correct authority, procedure and grounds — the court does not itself approve the project. Because proceedings are long and the outcome is only “re-examine”, suit fits cases with a clear legal error and sufficient project value.

Is refiling a new dossier faster than complaining?

Usually yes, where the refusal grounds sit in the dossier or in a fixable project design: supplementing financial proof, moving to plan-compliant land, adjusting technology or scale and refiling returns an outcome within the ordinary appraisal timeframe — faster than a two-tier complaint cycle or years of litigation. The roads do not exclude each other — an investor may complain to preserve rights inside the 90-day window while preparing and filing the new dossier.

What if the refusal states no reasons?

The investor may require the issuing authority to explain and provide the refusal bases in writing — a refusal without reasons, or with reasons citing no specific legal ground, is a procedural weakness of the decision and a weighty complaint ground. In the complaint, state two distinct requests: annul or reconsider the refusal decision, and provide the full appraisal bases that led to refusal so the investor can exercise complaint and litigation rights substantively.

This article has been quality-reviewed by the FLAW AI Legal Council